We’ve been working with partners in the financial sector for the last 18 months to develop preferred solutions to some of the current regulatory headaches, including client money protection. As part of our drive to better understand our clients’ challenges we are pleased to be co-hosting the breakout session ‘Examining CASS Resolution Packs’.
As regulated firms grapple with the need for a current resolution pack available to the FCA at any time, there is a lot of interest in how best to organise processes and use automation to lower the associated overheads. This session provides expert insight into what a good resolution pack should look like and how a CF10a can create and maintain one efficiently and compliantly using the latest technology.
Areas covered will include:
· Recommended resolution pack structure & content
· Co-ordinating effort across people and departments
· Compliance in practice, what a CF10 must do day-to-day
· Use of technology for efficient creation and maintenance of the pack
· Case-study: lowering overheads with processes and automation
We will be hosting the session with senior colleagues from KPMG and Kyte Group which will provide a unique 3-way perspective from the Trusted Advisor, the CF10a and the Technology Consultant.
The conference is on the 29th, 30th and 31st of October at the following central-London venue:
The Bloomsbury Hotel, 16-22 Great Russell Street, London, WC1B 3NN
Our session is on Thursday 30th October. Map link to venue is here: https://goo.gl/maps/6rQ9J
If you would like to attend then please register with this link to obtain the 30% VIP discount:
If you would like more information about the conference or the Strategic Apps products and services for regulated financial firms then please email us at firstname.lastname@example.org to arrange a friendly chat.